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About Us

Financial Advisor Magazine 2018 RIA Ranking

Del Mar, CA - July, 2018

Weatherly Asset Management, L.P. was included in the Financial Advisor’s Magazine of 2018 RIA Survey and Ranking List. This list is the publication’s 12thannual ranking of independent advisory firms, and was published in the July 2018 issue. To view the article and list, click here.

The criteria on which the ranking was based included 1) 2017 year end discretionary and non-discretionary AUM reported on ADV;  2) % growth in assets 2016-2017; 3) average assets per client; 4) percent growth in assets per client; 5) percent change in number of client relationships.  To be eligible for the ranking, firms must be independent registered investment advisors and file their own ADV statement with the SEC, and provide financial planning and related services to individual clients. Firms must have at least $50 million in assets under management as of December 31, 2017. Corporate RIA firms and investment advisor representatives (IARs) were not eligible for this survey.

The list was segmented by asset categories: 1) $1 billion and over; 2) $500 million to <$1billion; 3) $300 million to <$500 million; 4) $150 million to <$300 million*; 5) $100 million to <$150 million; and 6) <$100 million.  Within each of the asset category segments, firms were ranked by criteria #1 (2017 year end discretionary and non-discretionary AUM).  The comprehensive list consisted of 707 firms. Weatherly was ranked 336 overall.   Of the 144 firms in the $500 million to <$1 billion category, Weatherly was ranked 61.  *The print version of this list notes that firms with under $300 million that participated in the survey are visible online with the link above.

Weatherly received an email invitation to participate in FA’s annual nation-wide RIA ranking survey.  Weatherly completed the survey, which in addition to AUM, focused on services offered by the firm; service fee structure; anticipated changes to the business in the next 5 years; staffing and recruiting; operations and strategy.  The survey review included information provided by Weatherly, as well as public data available through the firm’s ADV filing.

No payment was required for participating in the survey.  After receiving notice of inclusion in the list and list publication, Weatherly elected not to pay for electronic use or hard copy reprints.

No organizational memberships were required of the Firm or individuals.  Ranking on this list is not representative of any one client’s experience and is not indicative of Weatherly’s future performance.  Weatherly is not aware of any facts that would call into question the validity of the ranking or the appropriateness of advertising inclusion in this list.

About Weatherly Asset Management, L.P.

Weatherly Asset Management, L.P. is a Registered Investment Advisor, located in Del Mar, California, dedicated to providing high quality, holistic and innovative wealth management services to high net worth individuals, small businesses and institutional clients since inception of the Firm in 1994.

Our comprehensive approach to all aspects of a client’s financial life, the extensive experience of our principals, and the accessibility of experts, set us apart from other firms.

Our primary business focus is money management, with each account individually managed to maximize wealth preservation and growth over time. We also provide advice related to retirement planning, tax planning, philanthropic planning, financial planning and college planning, as well as estate planning and wealth transfer guidance. Our goal is to provide clients with as much information as necessary to effectively manage portfolios and help achieve their financial goals.

Weatherly Asset Management, L.P. is the investment advisory division of Weatherly Asset Management, Inc. As an independent partnership, the Firm is wholly owned and operated by the partnership.

For information on our wealth management team, and for a full list of services we provide, please visit: http://www.weatherlyassetmgt.com/our-team/

For information on our ADV filings and Compliance, please visit: http://www.adviserinfo.sec.gov/IAPD/IAPDFirmSummary.aspx?ORG_PK=106935

If you would like to learn more, please contact:

Carolyn P. Taylor